Securities Listed on New York Stock Exchange
J.D. Seibert & Co., Inc. – 4th Quarter 2009

Summary Statistics:

Non-directed orders as percentage of total customer orders   100.0%
Market orders as percentage of total non-directed orders     76.3%
Limit orders as percentage of total non-directed orders      22.9%
Other orders as percentage of total non-directed orders      0.9%

Venues receiving significant percentage of total non-directed orders:

NYSE ARCA                                                    3.4%
E*TRADE Capital Markets                                      0.8%
Knight Capital Market,LLC                                    95.9%

Information Concerning significant Venues:

NYSE ARCA

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders             14.7%


E*TRADE Capital Markets

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders             0.4%
Market orders as percentage of total market orders           0.8%
Other orders as percentage of total other orders             11.1%


Knight Capital Market,LLC

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders             84.9%
Market orders as percentage of total market orders           99.2%
Other orders as percentage of total other orders             88.9%