Securities Listed on OTC
J.D. Seibert & Co., Inc. – 4^th Quarter 2009

Summary Statistics:

Non-directed orders as percentage of total customer orders 406/406
Market orders as percentage of total non-directed orders 304/406
Limit orders as percentage of total non-directed orders 97/406
Other orders as percentage of total non-directed orders 5/406

Venues receiving significant percentage of total non-directed orders:

NYSE ARCA 15/406
Knight Securities 243/406
UBS Securities, LLC 148/406

Information Concerning significant Venues:

NYSE ARCA

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders 15/97


Knight Securities

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders 62/97
Market orders as percentage of total market orders 180/304
Other orders as percentage of total other orders 1/5


UBS Securities, LLC

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders 20/97
Market orders as percentage of total market orders 124/304
Other orders as percentage of total other orders 4/5