Securities Listed on Option Market
J.D. Seibert & Co., Inc. – 4^th Quarter 2009

Summary Statistics:

Non-directed orders as percentage of total customer orders 74/74
Market orders as percentage of total non-directed orders 46/74
Limit orders as percentage of total non-directed orders 28/74
Other orders as percentage of total non-directed orders 0/74

Venues receiving significant percentage of total non-directed orders:

ATD, a CITI Company 70/74
UBS Securities, LLC 4/74

Information Concerning significant Venues:

ATD, a CITI Company

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders 25/28
Market orders as percentage of total market orders 45/46


UBS Securities, LLC

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders 3/28
Market orders as percentage of total market orders 1/46