Securities Listed on New York Stock Exchange
J.D. Seibert & Co., Inc. – 4th Quarter 2009

Summary Statistics:

Non-directed orders as percentage of total customer orders   1040/1040
Market orders as percentage of total non-directed orders     793/1040
Limit orders as percentage of total non-directed orders      238/1040
Other orders as percentage of total non-directed orders      9/1040

Venues receiving significant percentage of total non-directed orders:

NYSE ARCA                                                    35/1040
E*TRADE Capital Markets                                      8/1040
Knight Capital Market,LLC                                    997/1040

Information Concerning significant Venues:

NYSE ARCA

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders             35/238


E*TRADE Capital Markets

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders             1/238
Market orders as percentage of total market orders           6/793
Other orders as percentage of total other orders             1/9


Knight Capital Market,LLC

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders             202/238
Market orders as percentage of total market orders           787/793
Other orders as percentage of total other orders             8/9