Securities Listed on OTC
J.D. Seibert & Co., Inc. – 3^rd Quarter 2009

Summary Statistics:

Non-directed orders as percentage of total customer orders   100.0%
Market orders as percentage of total non-directed orders     80.7%
Limit orders as percentage of total non-directed orders      19.3%
Other orders as percentage of total non-directed orders      0.0%

Venues receiving significant percentage of total non-directed orders:

NYSE ARCA                                                    3.7%
Knight Securities                                            61.2%
Hudson Securities                                            11.2%
UBS Securities, LLC                                          24.0%

Information Concerning significant Venues:

NYSE ARCA

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders             19.3%


Knight Securities

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders             53.0%
Market orders as percentage of total market orders           63.1%


Hudson Securities

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders             13.3%
Market orders as percentage of total market orders           10.7%


UBS Securities, LLC

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders             14.5%
Market orders as percentage of total market orders           26.2%