Securities Listed on Option Market
J.D. Seibert & Co., Inc. – 3^rd Quarter 2009

Summary Statistics:

Non-directed orders as percentage of total customer orders 100.0%
Market orders as percentage of total non-directed orders 50.5%
Limit orders as percentage of total non-directed orders 49.5%
Other orders as percentage of total non-directed orders 0.0%

Venues receiving significant percentage of total non-directed orders:

ATD, a CITI Company 95.8%
UBS Securities, LLC 4.2%

Information Concerning significant Venues:

ATD, a CITI Company

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders 93.6%
Market orders as percentage of total market orders 97.9%


UBS Securities, LLC

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders 6.4%
Market orders as percentage of total market orders 2.1%