Securities Listed on AMEX or Other

J.D. Seibert & Co., Inc. – 3^rd Quarter 2009

Summary Statistics:

Non-directed orders as percentage of total customer orders   100.0%

Market orders as percentage of total non-directed orders     75.9%

Limit orders as percentage of total non-directed orders      24.1%

Other orders as percentage of total non-directed orders      0.0%

Venues receiving significant percentage of total non-directed orders:

Knight Capital Market,LLC                                    100.0%

Information Concerning significant Venues:

Knight Capital Market,LLC

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders             100.0%

Market orders as percentage of total market orders           100.0%