Securities Listed on OTC
J.D. Seibert & Co., Inc. – 2nd Quarter 2009

Summary Statistics:

Non-directed orders as percentage of total customer orders   100.0%
Market orders as percentage of total non-directed orders     64.2%
Limit orders as percentage of total non-directed orders      32.5%
Other orders as percentage of total non-directed orders      3.4%

Venues receiving significant percentage of total non-directed orders:

NYSE ARCA                                                    6.5%
Knight Securities                                            54.3%
Hudson Securities                                            38.7%
UBS Securities, LLC                                          0.5%

Information Concerning significant Venues:

NYSE ARCA

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders             20.0%


Knight Securities

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders             61.6%
Market orders as percentage of total market orders           52.2%
Other orders as percentage of total other orders             23.1%


Hudson Securities

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders             17.6%
Market orders as percentage of total market orders           47.4%
Other orders as percentage of total other orders             76.9%


UBS Securities, LLC

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders             0.8%
Market orders as percentage of total market orders           0.4%