Securities Listed
on OTC
J.D. Seibert & Co., Inc. – 2nd Quarter 2009
Summary
Statistics:
Non-directed orders as percentage of total customer orders 385/385
Market orders as percentage of total non-directed orders 247/385
Limit orders as percentage of total non-directed orders 125/385
Other orders as percentage of total non-directed orders 13/385
Venues receiving significant percentage of total non-directed orders:
NYSE ARCA
25/385
Knight Securities
209/385
UBS Securities, LLC 2/385
Information Concerning significant Venues:
NYSE ARCA
Type of Orders Routed to Venue:
Limit orders as percentage of total limit orders 25/125
Knight Securities
Type of Orders Routed to Venue:
Limit orders as percentage of total limit orders 77/125
Market orders as percentage of total market orders 129/247
Other orders as percentage of total other orders 3/13
Type of Orders Routed to Venue:
Limit orders as percentage of total limit orders 22/125
Market orders as percentage of total market orders 117/247
Other orders as percentage of total other orders 10/13
UBS Securities, LLC
Type of Orders Routed to Venue:
Limit orders as percentage of total limit orders 1/125
Market orders as percentage of total market orders 1/247