Securities Listed on OTC
J.D. Seibert & Co., Inc. – 2nd Quarter 2009

Summary Statistics:

Non-directed orders as percentage of total customer orders   385/385
Market orders as percentage of total non-directed orders     247/385
Limit orders as percentage of total non-directed orders      125/385
Other orders as percentage of total non-directed orders      13/385

Venues receiving significant percentage of total non-directed orders:

NYSE ARCA                                                    25/385
Knight Securities                                            209/385
Hudson Securities                                            149/385
UBS Securities, LLC                                          2/385

Information Concerning significant Venues:

NYSE ARCA

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders             25/125


Knight Securities

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders             77/125
Market orders as percentage of total market orders           129/247
Other orders as percentage of total other orders             3/13


Hudson Securities

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders             22/125
Market orders as percentage of total market orders           117/247
Other orders as percentage of total other orders             10/13


UBS Securities, LLC

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders             1/125
Market orders as percentage of total market orders           1/247