Securities Listed
on OTC
J.D. Seibert & Co., Inc. – 4th Quarter 2008
Summary Statistics:
Non-directed orders as percentage of total customer orders 386/386
Market orders as percentage of total non-directed orders 235/386
Limit orders as percentage of total non-directed orders 148/386
Other orders as percentage of total non-directed orders 3/386
Venues receiving significant percentage of total non-directed orders:
NYSE ARCA
5/386
Knight Securities
229/386
UBS Securities, LLC 2/386
Information Concerning significant Venues:
NYSE ARCA
Type of Orders Routed to Venue:
Limit orders as percentage of total limit orders 5/148
Knight Securities
Type of Orders Routed to Venue:
Limit orders as percentage of total limit orders 98/148
Market orders as percentage of total market orders 129/235
Other orders as percentage of total other orders 2/3
Type of Orders Routed to Venue:
Limit orders as percentage of total limit orders 44/148
Market orders as percentage of total market orders 105/235
Other orders as percentage of total other orders 1/3
UBS Securities, LLC
Type of Orders Routed to Venue:
Limit orders as percentage of total limit orders 1/148
Market orders as percentage of total market orders 1/235