Securities Listed on OTC
J.D. Seibert & Co., Inc. – 3rd Quarter 2006

Summary Statistics:

Non-directed orders as percentage of total customer orders   100.0%
Market orders as percentage of total non-directed orders     63.5%
Limit orders as percentage of total non-directed orders      36.0%
Other orders as percentage of total non-directed orders      0.5%

Venues receiving significant percentage of total non-directed orders:

Knight Securities                                            72.0%
Redibook                                                     0.3%
UBS                                                          27.7%

Information Concerning significant Venues:

Knight Securities

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders             77.7%
Market orders as percentage of total market orders           68.6%
Other orders as percentage of total other orders             100.0%


Redibook

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders             0.7%


UBS

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders             21.6%
Market orders as percentage of total market orders           31.4%